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Sarbanes-Oxley Act - Standards, Regulations, and Penalties


The Sarbanes-Oxley Act has been called the single most important piece of legislation affecting corporate governance, financial disclosure, and the practice of public accounting since the U.S. securities laws of the early 1930s. This course will provide t

This lesson is part of our Sarbanes-Oxley Act online training series which contains over 6 hours of self-paced courseware. Our web-based training provides 6 months of unlimited access.


After completing this course you will be able to:

  • Identify the makeup of committees defined by the Act
  • Understand penalties for violations of the Act
  • Define codes of ethics
  • Explain what requirements must be fulfilled to ensure independence


  • Board of directors
  • Other board committees
  • Audit committee requirements
  • NYSE and Nasdaq requirements
  • Codes of conduct and ethics
  • Standards for directors or officers
  • Auditor independence
  • Oversight of auditors
  • Oversight board and regulation
  • Attorney professional responsibility
  • Protection, misconduct, and penalties

This course is for anyone who wants to get the most out of using Sarbanes-Oxley Act.

Prerequisites: None:

Technical Requirements:

  • Internet connection
  • Browser: Internet Explorer, FireFox, Chrome, Safari, Opera or any standards compliant browser.
  • Authorware and Macromedia Flash player recommended but not required.
  • JavaScript must be enabled.

Retake any or all of our computer training as often as you want. Our online tutorials allow you to learn anywhere, anytime from any computer with internet access. All courses allow for 6 months of unlimited access (1 user), includes a variety of features and all courses qualify for Continuing Education Unit credit.

StaffKit is an e-learning leader in providing computer training tutorials and online education. We have satisfied customers in over 75 countries using our online training courses. We have been a leading provider of self-paced web based training for the past 10 years.

Total Courses: 2
Total Time: 6+ hours
Only $59.95
Available in Package only
Total Courses: 220
Total Time: 391+ hours
Only $149.95
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